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We have a national roster of transaction and compliance clients, whose locations are shown on the map in green. Below are recent engagements. 

 

  • Preparation of compliance program, including code of conduct, hotline system, board reporting, and investigation protocol for health services company.
  • The Firm developed a comprehensive records management program for a national insurance company. Combined diverse record systems inherited from multiple acquisitions, developed electronic and print document management tools and employee training programs.
  • Draft and negotiate complex master software license and cloud services agreements, professional services agreements, non-disclosure agreements, and ancillary agreements between Australian company and major US pharmaceutical and manufacturing companies.
  • As outside General Counsel to food company start-up, advise executive management on various regulatory bodies of law that affect the business, including Food and Drug Administration (FDA) and Federal Trade Commission (FTC) privacy regulations.
  • The Firm negotiated manufacturer contracts for a multi-billion dollar food company, which included systems to accommodate changes in pricing, new technological developments, and efficiency opportunities without the need to renegotiate the contract each time circumstances changed. This proactive approach minimized legal expenses and provided a system to enhance the business relationships between the contracting parties.
  • Determining proper substantiation for advertising or labeling claims, including copy review procedures and scientific protocols to support nutrition claims, such as whether weight loss claims are supported by real world evidence.
  • Drafted and negotiated all company agreements for food company, including master services agreements with major food manufactures and major food retailers; non-disclosure, employment, finance, marketing, and data privacy agreements.
  • Advise software company on US privacy regulations (Privacy Act of 1974) and new EU privacy regulations (General Data Protection Regulation)
  • Protocols for product recalls, to ensure that if a market withdrawal or recall is necessary, proper notification of customers, consumers and government agencies is accomplished, along with effective product retrieval.
  • Counseled musical artists and recording labels as to recording, distribution and licensing agreements, including a licensing agreement for a musical composition which was used in a major television advertising campaign.
  • Draft template master services agreements, statements of work, and business associate agreement for large financial services company.
  • Advise financial services company on compliance initiatives and regulatory bodies of law that affect its business. Created corporate policies covering HIPPA, Gramm Leach Bliley Act (GLBA), Federal Trade Commission Act (FTCA), and the Federal Debt Collection Practices Act (FDCPA).
  • Review of investigation and reporting procedures for major industrial manufacturer. Creation of improper payments compliance program for diversified global manufacturer.
  • Developed a comprehensive records management program for a national insurance company. Combined diverse record systems inherited from multiple acquisitions, developed electronic and print document management tools and employee training programs.
  • Represented major conglomerate in connection with international licensing of its intellectual property and distribution of products.
  • Conducted compliance risk assessments and policy reviews for major hospitality company, global consulting firm, major US manufacturers, and US subsidiary of global company.
  • Advised a chemical company on a restrictive distribution agreement based on customer and patent concerns.
  • Assisted a major manufacturer of office products in revising distribution system and promotion program.
  • Advised multiple clients on legal risks of pricing and promotion programs.
  • Assisted in revision of compliance program for several major U.S. manufacturing firms.
  • Advised corporate clients on GDPR requirements.
  • Draft and negotiate complex master software license and cloud services agreements, professional services agreements, non-disclosure agreements, and ancillary agreements between Australian company and major US pharmaceutical and manufacturing companies.
  • Represented a major consumer packaged goods companies in more than 50 major acquisitions and divestitures with a combined value in excess of $15 billion.
  • Assisted several start-up companies with initial financing, supply contracts, key employee agreements, distribution agreements, legal compliance.
  • Served as compliance monitors for the Federal Trade Commissions and the Competition Bureau of Canada.
  • Served as outside general counsel to a multi-national production company in connection with corporate structuring and international intellectual property protection.
  • Provided counsel on high risk matters which potentially impact a company's brand or reputation, including allegations of fraud, misuse of company funds and/or property, dishonesty, embezzlement, theft, sexual harassment, hostile work environment.
  • Provided corporate governance and corporate secretary services for major real estate and financial services corporation.
  • Represented political consulting company in connection with corporate structure, employment and volunteer agreements.